Daily Reconciliation Assurance
Targeted testing of end-of-day client-money reconciliations, break resolution, and supervisory review trails.
For firms that already segregate funds but need confidence in the daily close, we walk through reconciliation procedures, exception queues, and sign-off discipline. We sample high-volume and high-value days, check float and timing differences, and confirm that unresolved breaks escalate before they become safeguarding events.