Safeguarding Controls Audit
Independent review of how your e-money firm segregates, reconciles, and protects client funds under Hong Kong safeguarding expectations.
We examine the design and operating effectiveness of controls that keep relevant funds separate from firm money. The engagement covers account structure, dual-control access, daily reconciliation, shortfall escalation, and evidence packs suitable for board and regulator dialogue. Findings are written for compliance, finance, and operations teams—not as abstract checklists.